Securities Traded

ALIBABA GROUP HOLDING LTD - ALIBABAGR

Round lot

ISINType of StockCode
BRBABABDR005DRN BABA34

Call Options

ISINType of StockCodeExpiration DateExercise PriceRefer.ProtectedStyle
BRBABA9F0055DRN BABAF13 06/21/202414.50R$ YESAmeri
BRBABA9F0022DRN BABAF135 06/21/202413.50R$ YESAmeri
BRBABA9F0048DRN BABAF140 06/21/202414.00R$ YESAmeri
BRBABA9F0030DRN BABAF150 06/21/202415.00R$ YESAmeri
BRBABA9F0063DRN BABAF152 06/21/202415.25R$ YESEurop
BRBABA9F0014DRN BABAF155 06/21/202415.50R$ YESAmeri
BRBABA9F0071DRN BABAF170 06/21/202417.00R$ YESAmeri
BRBABA9G0013DRN BABAG155 07/19/202415.50R$ YESAmeri

Put Options

ISINType of StockCodeExpiration DateExercise PriceRefer.ProtectedStyle
BRBABA9R0036DRN BABAR13 06/21/202414.50R$ YESEurop
BRBABA9R0028DRN BABAR135 06/21/202413.50R$ YESEurop
BRBABA9R0044DRN BABAR140 06/21/202414.00R$ YESEurop
BRBABA9R0051DRN BABAR150 06/21/202415.00R$ YESEurop
BRBABA9R0077DRN BABAR152 06/21/202415.25R$ YESEurop
BRBABA9R0010DRN BABAR155 06/21/202415.50R$ YESEurop
BRBABA9R0069DRN BABAR170 06/21/202417.00R$ YESEurop
BRBABA9S0019DRN BABAS155 07/19/202415.50R$ YESEurop

Notes:
(NM) Novo Mercado
(N1) Level 1 of Corporate Governance
(N2) Level 2 of Corporate Governance
(MA) Bovespa Mais
(M2) Bovespa Mais NĂ­vel 2
(MB) Traditional Org. OTC
(DR1) Level 1 BDR
(DR2) Level 2 BDR
(DR3) Level 3 BDR
(DRN) Unsponsored BDRs